Successful Group Retirement Plans in Today’s Regulatory Climate

Event Date: October 25, 2017

Join M3 Financial and a panel of experts for the latest updates and trends impacting those responsible for managing their organization’s group retirement plans.

As today’s workforce continues to evolve, so do the legal responsibilities and best practices in managing a group retirement plan. A well-orchestrated retirement and financial wellness program reduces the liability exposure in offering a plan, while increasing employee output and satisfaction.

These industry experts will share insights, best practices, techniques and compliance information that will guide you as you support your organization’s retirement plan and work to engage your workforce in their retirement planning.

Featured Topics:

Plan Sponsor Attitudes
Ami Hindia, Senior Vice President, Fidelity Investments
Ami will review the results from the Plan Sponsor Attitudes Study. Find out what other employers are thinking in regards to top concerns, satisfaction levels, and the skills they are looking for when it comes to retirement advisors.

Update to Legal Landscape
Bradford P. Campbell, Partner, Drinker Biddle & Reath LLP
Surprise! Hundreds of pages of new fiduciary rules passed on June 9th, 2017. Receive inside scoop on this new legislation, along with other insights. Topics will include:

  • Impact of new fiduciary rules on plan operations (including Non-ERISA plan ramifications)
  • Current litigation trends and court case implications for plan committees
  • Practical ways to understand and implement fiduciary best practices
  • Points of emphasis from DOL investigators
  • Q & A Session

Market Update
Chris Doughty, CFP®, CRPCSM, Gentian Financial & Kenneth Flannery, CFP®, Gentian Financial
Using an understanding of human behavior related to investing, along with historical market trends as the background, Gentian will look at current forces driving the market and what trends are expected going forward.

Next Generation Thinking – Engaging Millennial Participants 
Eric Milano, QPFC, Vice President, Regional Sales Consultant
Eric will focus on the need for plan sponsors to recognize and respond to the massive generational shift taking place in the American workforce. This presentation is designed to outline some key differences between Baby Boomer and Millennial employees, and offers insight on how to effectively engage the younger generation.

Who should attend?

  • 401(k)/403(b)/457(b) Decision Makers –
    o Company Owners, CEOs, CFOs, HR Directors
  • Plan Fiduciaries
  • Investment Committee Members

Join us on October 25th for one of the following sessions:

Morning / Madison Session                                                                 
M3 Insurance
828 John Nolen Drive, Madison, WI 53713
Check-in: 8:00-8:30 a.m. (Continental Breakfast Provided)               
Session: 8:30-11:00 a.m.
Afternoon / Milwaukee Session
M3 Insurance
1425 Discovery Parkway, Wauwatosa, WI 53226
Check-in: 1:00-1:30 p.m.
Session: 1:30-4:00 p.m.

Click here to view speaker bios.


Securities and investment advice offered by licensed individuals through Coordinated Capital Securities, Inc. (CCS). Member FINRA/SIPC. M3 Financial is not a subsidiary or control affiliate of CCS.

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